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I. Emergency Contact Persons
II. Firm Policy
III. Business Description
IV. Office Location
V. Alternative Physical Location(s) of Employees
VI. Customers’ Access to Funds and Securities
VII. Data Back-Up and Recovery (Hard Copy and Electronic
VIII. Financial and Operational Assessments
IX. Mission Critical Systems
X. Alternate Communications Between the Firm and Customers, Employees and Regulators
XI. Critical Business Constituents, Banks, and Counter-Parties
XII. Regulatory Reporting
XIII. Disclosure of Business Continuity Plan
XIV. Updates and Annual Review
XV. Senior Manager Approval
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IV. Office LocationsOffice LocationOur office is located at 208 S. LaSalle, Suite 1460, Chicago, Illinois 60604. Its main telephone number is 312/899-0133. |
| Copyright © 2012. All rights reserved. Podesta & Co. | 208 South LaSalle St., Suite 1460 Chicago, IL 60604 (312) 899-0133 |