I. Emergency Contact Persons II. Firm Policy III. Business Description IV. Office Location V. Alternative Physical Location(s) of Employees VI. Customers’ Access to Funds and Securities VII. Data Back-Up and Recovery (Hard Copy and Electronic VIII. Financial and Operational Assessments IX. Mission Critical Systems X. Alternate Communications Between the Firm and Customers, Employees and Regulators XI. Critical Business Constituents, Banks, and Counter-Parties XII. Regulatory Reporting XIII. Disclosure of Business Continuity Plan XIV. Updates and Annual Review XV. Senior Manager Approval

V. Alternative Physical Location(s) of Employees

In the event of an SBD, we will move our staff from this affected office to the closest of our unaffected office locations. If none of our other office locations is available to receive those staff, we will move them to:

Mesirow Financial, Inc.
350 N Clark, Chicago, Illinois 60610
(312) 595-6000